Has your financial services firm had a look at FINRA’s latest Report on Selected Cybersecurity Practices? It includes many recommendations for broker-dealer firms to consider and adopt, based on their organizational needs. At the end is a list of recommended core cybersecurity controls for small firms, including having an annual risk assessment, conducting vulnerability scans, and company-wide security training.
FINRA says this report is designed to assist small firms in identifying possible cybersecurity controls. Get the report here.