Category Archives: Compliance

The Value of an Incident Response Tabletop Exercise

October 3, 2024 An incident response tabletop exercise is when you test your plan to ensure that it’s going to work. It’s a little bit like a fire drill. You don’t want to be learning about the exit routes and where to stand in the parking lot on the day of the fire. You want to practice that … Continue reading "The Value of an Incident Response Tabletop Exercise" Read More

From Chaos to Clarity: The Essential Guide to Data Flow Diagrams for Community Banks

September 25, 2024 Do you know where your bank data goes? One of the latest requirements of regulatory examinations is having a Data Flow Diagram (DFD). It shows how information—client account data, business records, etc.— moves through your network and third-party services. A Data Flow Diagram can reveal surprises about where your data travels – and gaps where … Continue reading "From Chaos to Clarity: The Essential Guide to Data Flow Diagrams for Community Banks" Read More

5 Risk Management Points Examiners Want to See in 2024

April 23, 2024 Community banks, often at the heart of local economies, are at a crucial juncture. Their approach to risk management, particularly in cybersecurity and operational resilience, could determine their future success or vulnerability. Whether your regulator is the Office of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC), the Department of Financial … Continue reading "5 Risk Management Points Examiners Want to See in 2024" Read More